Goldman Sachs is set to unveil SEC accord
Article Abstract:
Goldman Sachs Group Inc. has reached a deal to pay a settlement of over $9 million (8.3 million euros) in relation to charges filed against it by the US Securities and Exchange Commission. The SEC charged Goldman Sachs in a U.S. bond market case.
Publisher: Dow Jones Publishing Co. (Europe)
Publication Name: Wall Street Journal. Europe
Subject: Business, international
ISSN: 0921-9986
Year: 2003
Legal issues & crime, Legal/Government Regulation, Security and Commodity Services, Securities & Commodities Services, Securities, Commodity Contracts, and Other Financial Investments and Related Activities, Company legal issue, Cases, Bonds, Bonds (Securities), United States. Securities and Exchange Commission, The Goldman Sachs Group Inc.
Publication Name: Wall Street Journal. Europe
Subject: Business, international
ISSN: 0921-9986
Year: 2003
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Merrill's Blodget faces investigation into possible fraud
Article Abstract:
Former Merrill Lynch analyst Henry Blodget is under investigation for possible securities fraud and charges he may have purposely misled investors with his Internet stock recommendations.
Publisher: Dow Jones Publishing Co. (Europe)
Publication Name: Wall Street Journal. Europe
Subject: Business, international
ISSN: 0921-9986
Year: 2001
Securities Dealers, Investment Banking and Securities Dealing, Public affairs, Security brokers and dealers, Investigations, Securities fraud, MER, Merrill Lynch & Company Inc., Blodget, Henry
Publication Name: Wall Street Journal. Europe
Subject: Business, international
ISSN: 0921-9986
Year: 2001
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Subjects list: United States, Securities industry
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