Developments in securities law disclosure
Article Abstract:
Securities law disclosure is a constantly evolving area, particularly regarding mergers and other business developments. Despite 1994 developments in formal disclosure procedures, the most important developments have been in post-Basic cases involving informal disclosure. Case developments during 1994 involved disclosure duties regarding general business risks, the bespeaks caution doctrine, the update duty, government investigations of management misconduct, greenmail negotiations, stock accumulation programs, and environmental liability.
Publication Name: Annual Institute on Securities Regulation
Subject: Law
ISSN: 0195-5756
Year: 1995
User Contributions:
Comment about this article or add new information about this topic:
Securities litigation reform: the first year's experience
Article Abstract:
Analysis of class action securities fraud cases in 1996 following the passage of the Private Securities Litigation Reform Act of 1995 indicates that the success or failure of the act is yet to be determined. Findings showed little change in litigation rates, with only 26% shifting from federal to state courts. Results of the analysis and its findings are presented.
Publication Name: Annual Institute on Securities Regulation
Subject: Law
ISSN: 0195-5756
Year: 1997
User Contributions:
Comment about this article or add new information about this topic:
Issues related to trading securities electronically
Article Abstract:
Several SEC 1995-1996 releases dealt with issues involved in the electronic delivery of securities information. Issues included IPONET; broker-dealers, transfer agents, and investment advisers; SRO initiatives; and access.
Publication Name: Annual Institute on Securities Regulation
Subject: Law
ISSN: 0195-5756
Year: 1997
User Contributions:
Comment about this article or add new information about this topic:
- Abstracts: Developments in the law - legal responses to domestic violence. Sympathy as a legal structure
- Abstracts: Cramdown settlements in securities class action cases. SEC rejects NASD mark-up test for illiquid securities
- Abstracts: Environmental disclosure and the securities laws. Patenting life: biotechnology, intellectual property, and environmental ethics
- Abstracts: "Intentional" indirect discrimination by employer. UK's challenge to Working Time Directive set to fail. Employer must be aware of request for time off
- Abstracts: Keeping a hand in: lawyers' holiday reading. Temptation list: gift books for the holidays