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News, opinion and commentary

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Letting in the light: mutual fund companies face calls for tougher rules

Article Abstract:

The Ontario Securities Commission proposed new rules that would restrict the financial and non-monetary incentives that some mutual funds pay to financial advisors. The mutual fund industry has come under increased scrutiny recently over ethical issues such as private trading by managers.

Author: Schofield, John
Publisher: Rogers Publishing Ltd.
Publication Name: Maclean's
Subject: News, opinion and commentary
ISSN: 0024-9262
Year: 1996
Securities industry

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Ready to dance: Canada's banks are pushing for the right to merge

Article Abstract:

Canada's banking industry is lobbying a special government task force to remove the 10-per-cent rule and other regulations that hinder large acquisitions and mergers. The banks claim the changes are needed to stay competitive globally. A decision is due by Sep 1998.

Author: Schofield, John
Publisher: Rogers Publishing Ltd.
Publication Name: Maclean's
Subject: News, opinion and commentary
ISSN: 0024-9262
Year: 1997
Banking industry, Canada, Acquisitions and mergers, Economic policy

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The voice of reform

Article Abstract:

No one has done more to protect Canadian mutual fund investors than Stromberg. The mutual fund trade group, The Investment Institute of Canada, voluntarily adopted 80% of the recommendations Stromberg made in her report on the $212-billion mutual fund industry.

Author: Schofield, John
Publisher: Rogers Publishing Ltd.
Publication Name: Maclean's
Subject: News, opinion and commentary
ISSN: 0024-9262
Year: 1997
Officials and employees, Cover Story, Appreciation, Stromberg, Glorianne

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Subjects list: Laws, regulations and rules, Mutual funds, Ontario. Securities Commission, Financial services industry, Financial services
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