Fund firms under a microscope

Article Abstract:

The Ontario Securities Commission has launched one of its largest investigations of pension and mutual funds firms. The OSC, which has demanded huge quantities of records from fund companies, has targeted at least 20 fund companies in Ontario.

Author: Howlett, Karen, Blackwell, Richard, Walton, Dawn
Publisher: Bell Globemedia Interactive
Publication Name: Globe & Mail (Toronto, Canada)
Subject: News, opinion and commentary
ISSN: 0319-0714
Year: 2000
Pension, health, and welfare funds, Pension Funds & Benefit Plans, Pension Funds

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New fund rules said far off

Article Abstract:

The Ontario Securities Commission will require mutual funds to have independent boards of directors. The OSC, which will implement the new rules in about two years, has released a new report on the issue.

Author: Blackwell, Richard
Publisher: Bell Globemedia Interactive
Publication Name: Globe & Mail (Toronto, Canada)
Subject: News, opinion and commentary
ISSN: 0319-0714
Year: 2000
Laws, regulations and rules

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OSC to review operations of all Canadian mutual fund managers

Article Abstract:

Ontario Securities Commission launces investigation into mutual funds. The author examines the commission's investigation of claims of mismanagement of funds and improper client record keeping of some of the country's biggest investment firms.

Author: Blackwell, Richard
Publisher: Bell Globemedia Interactive
Publication Name: Globe & Mail (Toronto, Canada)
Subject: News, opinion and commentary
ISSN: 0319-0714
Year: 2001
Legal issues & crime, Financial Services, Finance and Insurance, Investment Companies, Open-End Investment Funds, Financial services industry, Company Profile, MacKenzie Financial Corp., Altamira Investment Services Inc., Fidelity Investments Canada Ltd.

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Subjects list: Canada, Investigations, Mutual funds, Mutual fund industry, Ontario. Securities Commission
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