OSC told of Phoenix bond fiasco
Article Abstract:
The Ontario Securities Commission is investigating a hedge fund that collapsed in 2000. Phoenix Research and Trading Corp.'s Ronald Mock testified at an OSC hearing that he was surprised to learn that his company could not pay for billions in bonds.
Publisher: Bell Globemedia Interactive
Publication Name: Globe & Mail (Toronto, Canada)
Subject: News, opinion and commentary
ISSN: 0319-0714
Year: 2003
Financial management, Security and Commodity Services, Securities & Commodities Services, Securities, Commodity Contracts, and Other Financial Investments and Related Activities, Company legal issue, Finance, Investigations, Company financing, Ontario. Securities Commission, Phoenix Research and Trading Corp.
Publication Name: Globe & Mail (Toronto, Canada)
Subject: News, opinion and commentary
ISSN: 0319-0714
Year: 2003
User Contributions:
Comment about this article or add new information about this topic:
RBC fires executive in probe
Article Abstract:
RBC Dominion Securities Inc. fires Andrew Rankin for insider trading after the company conducts an investigation.
Publisher: Bell Globemedia Interactive
Publication Name: Globe & Mail (Toronto, Canada)
Subject: News, opinion and commentary
ISSN: 0319-0714
Year: 2001
Securities Dealers, Investment Banking and Securities Dealing, Executive changes & profiles, Security brokers and dealers, Officials and employees, Appointments, resignations and dismissals, Insider trading in securities, Insider trading (Securities), RBC Dominion Securities Ltd., Rankin, Andrew
Publication Name: Globe & Mail (Toronto, Canada)
Subject: News, opinion and commentary
ISSN: 0319-0714
Year: 2001
User Contributions:
Comment about this article or add new information about this topic:
Subjects list: Canada, Cases, Securities industry
Similar abstracts:
- Abstracts: Site of the times. Parallel universe. Gambling on tap
- Abstracts: Suncor posts record profit. Oil firms post record profit. Soaring Imperial profit fails to impress
- Abstracts: Law society sides with lawyer in YBM case. Fired TD executive to finally get paid
- Abstracts: CAW to argue Canada's case for jobs to Ford. Ford executive queried low earnings
- Abstracts: First Int'l acquires Montrusco. TSE firms used to get Kazakhstan assets. Sun Life Financial to sell British unit to Credit Suisse
This website is not affiliated with document authors or copyright owners. This page is provided for informational purposes only. Unintentional errors are possible.