From Star Broker's Defection, a War of Loyalties
Article Abstract:
John T. Fitzpatrick, who handled more than $1 billion in investments for wealthy clients, has left Merrill Lynch and Company Inc. to join UBS AG. There is some question as to whether Mr. Ftizpatrick will be able to take his clients, like John F. Welch Jr., with him.
Publisher: The New York Times Company
Publication Name: The New York Times
Subject: News, opinion and commentary
ISSN: 0362-4331
Year: 2004
Financial management, Investment advice, Investment Advisory Services, Company investment, Investments, Appointments, resignations and dismissals, Investment advisers, UBS AG, Investor relations, Welch, John F., Jr., Merrill Lynch & Company Inc., Fitzpatrick, John T.
Publication Name: The New York Times
Subject: News, opinion and commentary
ISSN: 0362-4331
Year: 2004
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Arrest Highlights Risks to Secrecy In Stock Trading
Article Abstract:
The indictment of New York Stock Exchange floor clerk Frank J. Furino for securities fraud and commercial bribery is a public relations blow to the exchange, as it had already been criticized for leaking confidential communications.
Publisher: The New York Times Company
Publication Name: The New York Times
Subject: News, opinion and commentary
ISSN: 0362-4331
Year: 2005
Legal issues & crime, Management dynamics, Public affairs, Securities Brokerage, Ethics, Stock Brokerage, Bribery, Management, Company legal issue, Stockbrokers, Investigations, Ethical aspects, Public relations, Securities fraud, Company business management, New York Stock Exchange Inc., United States. Securities and Exchange Commission, Company public relations, Furino, Frank J.
Publication Name: The New York Times
Subject: News, opinion and commentary
ISSN: 0362-4331
Year: 2005
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Comment about this article or add new information about this topic:
Subjects list: United States, Officials and employees, Securities industry
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