Risk mismanagement

Article Abstract:

Financial Industry Complaints Service (FICS) law states that licensed operators should provide their clients with access to an independent third party where a dispute cannot be settled between the client and the service provider. Yurgen Riske is just one among the more than 10,000 clients that complain to FICS every year and his case of his broker misguiding him and not acting according to his instructions is detailed.

Author: Kavanagh, John
Publisher: Fairfax Business Publication
Publication Name: Personal Investor (Melbourne, Vic.)
Subject: Personal finance
ISSN: 0813-2992
Year: 2004
Australia, Marketing procedures, Financial Services, Finance and Insurance, DEPOSITORY INSTITUTIONS, Financial services industry, Consumer complaints, Customer relations

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Worry-free pension strategy

Article Abstract:

The investors, who depend on allocated pensions, are concerned about the new volatile share market conditions. According to Patrick Anwanter, a financial planner with Newell Palmer, the person who is having an allocated pension should have set aside sufficient funds in the form of cash or fixed interests to cover at least two years of income.

Author: Derkley, Karin
Publisher: Fairfax Business Publication
Publication Name: Personal Investor (Melbourne, Vic.)
Subject: Personal finance
ISSN: 0813-2992
Year: 2003
United States, Forecasts, trends, outlooks, Pension, health, and welfare funds, Pension Funds & Benefit Plans, Pension Funds, Financial Planning, Analysis, Forecasts and trends, Market trend/market analysis, Stock markets, Stock market

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Subjects list: Laws, regulations and rules, Government regulation
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