Annual Institute on Securities Regulation 1995 |
Title | Subject | Authors |
Administrative TROSs: the SEC's new temporary cease and desist rules. | Law | Pitt, Harvey, Johnson, Dixie L. |
Application of the bespeaks caution doctrine to federal securities fraud claims. | Law | Strickland, Julia B., Manesis, Mary D. |
Avoiding liability when dealing with securities analysts: everything you need to know, you learned in kindergarten. | Law | Kearney, Sheila J. |
"Bespeaking caution" in disclosure documents. | Law | Eppler, Klaus |
Continuing the debate: the SEC's enforcement program. | Law | Flannery, Anne C., Indek, Ben A. |
"Court-ing disaster": the factors that prompt the SEC to seek injunctive relief. | Law | Pitt, Harvey, Johnson, Dixie L., Westerfeldt, Robert C. |
Current issues and rulemaking projects division of corporation finance. | Law | Quinn, Linda C., Arms, Abigail, Corso, Gregg W. |
Current issues in private placements: private public offerings. | Law | Keller, Stanley |
Derivatives regulation. | Law | Lynch, Gary, Ogden, Thomas P. |
Developments in securities law disclosure. | Law | Wander, Herbert S., Pallesen, Russell N. |
Director liability under the federal securities laws. | Law | Cheek, James H., III, Brown, Meredith M. |
Directors under the spotlight: corporate governance update. | Law | Vlahakis, Patricia A. |
Divining 1994 derivatives disclosures: ten banks.(reprinted from The Analyst's Accounting Observer, May 26, 1995) | Law | Ciesielski, Jack T. |
Guidance from the Third Circuit's recent approval of the use of settlement classes: In re General Motors Corp. Pick-up Truck Fuel Tank Products Liability Litigation 55 F.3d 768 (3d Cir. 1995) | Law | Morris, Karen L., Rigrodsky, Seth D., McShane, James A. |
Managing risk of derivatives - recent developments affecting dealers and end-users. | Law | Medero, Joanne T. |
Mergers and acquisitions and takeover preparedness. | Law | Nussbaum, Andrew J., Mirvis, Theodore N. |
Overview of securities litigation reform. | Law | Lorne, Simon M. |
Personal trading by portfolio managers revisited: the Institute's recommendations a year later. (Investment Company Institute) | Law | Pitt, Harvey, Fornelli, Cynthia M. |
Preventing the perils of selective disclosure.(reprinted from The National Law Journal, 1994) | Law | Pitt, Harvey, Groskaufmanis, Karl A. |
Professional responsibilities and attorney liabilities. | Law | Haft, Robert J. |
"Prospecting for cases": personal trading by portfolio managers, redux. | Law | Pitt, Harvey, Johnson, Dixie L. |
Qualified independent underwriters: a primer for the practitioner. | Law | Schulte, Stephen J. |
Recent developments in securities class action and shareholder derivative suits: a review of legal reform legislation and significant cases. | Law | Junewicz, James J., Hildebrand, Daniel G. |
Recent S.E.C. enforcement cases. | Law | McLucas, William R., Mahoney, Colleen P., McKown, Joan E. |
Risk management and internal controls. | Law | Becker, Brandon, Mazur, Francois-Ihor |
SEC suspensions and bars: "on a clear day, you can see forever." | Law | Pitt, Harvey, Johnson, Dixie L., Rivera, Michael J. |
Securities litigation reform legislation. | Law | Cochran, Martha L. |
Securities litigation reform.(reprinted from The National Law Journal, 1995) | Law | Pitt, Harvey, Groskaufmanis, Karl A. |
Selected developments concerning the federal securities laws and in the market for corporate control. | Law | Block, Dennis J., Levine, Richard L., Harvey, Diane |
The absence of evidence is not the evidence of absence. (securities reform) | Law | Scott, Gregory Kellam |
The revised proxy rules: an unfinished effort to improve shareholder communication. | Law | Myers, Alan C. |
The wreck of the Mary B or to sue or not to sue - that is the question (and if to sue, class, derivatives or both). | Law | Greenfield, Richard D. |
The year in review: a bibliography. (1995 securities law articles)(Bibliography) | Law | Ferrara, Ralph C., Dolin, Monica P. |
The year of the proactive director: recent developments in the performance and compensation of outside directors. (includes reports on director compensation by the SEC, the NACD, CALPERS, Institutional Shareholder Services and IRRC) | Law | Olson, John F., Arp, D. Jarrett |
Three's a crowd - observations on the mating dance among announced merger partners and an unsolicited second bidder. | Law | Spatt, Robert E. |
U.S. legal considerations affecting global offerings shares in foreign companies. | Law | Braverman, Daniel A. |
What the Contract with America means for securities lawyers: 'common sense legal reform.' | Law | Weiss, Melvyn I. |
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