Annual Institute on Securities Regulation 1996 |
Title | Subject | Authors |
Amendments to section 16 "short-swing" insider trading rules. | Law | |
A plaintiff wail: the new role of the institutional investors under the Securities Litigation Reform Act. | Law | Pitt, Harvey, Johnson, Dixie L., Holbrook, Lanae |
Background information on typical compensation components. | Law | |
Between a rock and a hard place: internal corporate investigations and the attorney-client privilege. | Law | Polk, Katherine M., Flannery, Anne C. |
Completing your offering on a timely basis. | Law | Josselyn, Kenneth L., Risoleo, Robert S., Slonaker, Norman D. |
Conference report - National Securities Markets Improvement Act of 1996: H.R. 3005. | Law | Cochran, Martha L., Freeman, David F. |
Corporate boards and securities litigation reform. | Law | Pitt, Harvey, Groskaufmanis, Karl A., Faris, Dawn E. |
Corporate finance and disclosure. | Law | Lane, Brian J. |
Current issues in private placements: private/public offerings. | Law | Keller, Stanley |
Damages allocation, damages calculation and RICO liability under the reform act. (Private Securities Litigation Reform Act of 1995) | Law | Pincus, Andrew J. |
Equity based compensation plan for directors. | Law | Cagney, Lawrence K. |
Integrating "extrinsics" into profit maximization: the lawyer's role. | Law | Millstein, Ira M. |
IPO road shows - a primer for the practitioner. | Law | Schulte, Stephen J. |
Management's Discussion and Analysis of Financial Condition and Results of Operations: a primer for the practitioner. | Law | Schulte, Stephen J. |
Mergers and acquisitions and takeover preparedness: 1996 update. | Law | Nussbaum, Andrew J., Mirvis, Theodore N. |
More than "classical GAAS": audits and corporate illegality under the Litigation Reform Act. (generally accepted auditing standards) | Law | Pitt, Harvey, Hardison, David B., Bard, Lawrence R. |
Professional responsibility considerations. (in securities law) | Law | Scott, Gregory Kellam, Sporkin, Stanley |
Promises made, promises kept: practical implications of the Securities Reform Act. | Law | Pitt, Harvey, Groskaufmanis, Karl A. |
Proposed regulation M. (anti-manipulative of securities offerings regulation) | Law | Sanger, Gail |
Qualified independent underwriters - a primer for the practitioner. | Law | Schulte, Stephen J. |
Recent developments in financial accounting and reporting matters. | Law | Muir, Richard A. |
Recent S.E.C. enforcement cases. | Law | McLucas, William R. |
Regulation of road shows. | Law | Strickland, Julia B., Neier, David |
Regulation of security analysts. | Law | Strickland, Julia B. |
Report of the Advisory Committee on the capital formation and regulatory processes. | Law | Wallman, Steven M.H. |
Restricted stock-liquidity through equity derivative products: no action letters and cases. | Law | Simpson, Linda A. |
Safe-harbors for forward-looking statements: an overview for the practitioner. | Law | Schulte, Stephen J., Glickman, Alan R. |
Securities distribution - the changing role of the securities analyst in initial public offerings. | Law | McLaughlin, Joseph |
Securities regulatory reform legislation. | Law | Cochran, Martha L., Freeman, David F. |
Selection of lead plaintiff under the Private Securities Litigation Reform Act of 1995. | Law | Avery, Patricia I., Rosner, Marian P. |
Shelf registration: past, present and future. | Law | Jacob, Valerie Ford |
Should you have a home page for your offering? Yahoo!, Bershire Hathaway and beyond - mutual fund home pages. | Law | Miskiewicz, Kathleen M. |
Strategic hostile acquisitions. | Law | Bialkin, Kenneth J. |
Streamlining the task force report on disclosure simplification: a summary of the task force proposals and Securities and Exchange Commission responses. | Law | D'Alimonte, John S., Rixinger, Emily, Sherod, Alec C. |
Survey of recent significant securities cases. | Law | Hiler, Bruce A., Choharis, Peter C. |
The future of the Private Securities Litigation Reform Act: or, why the fat lady has not yet sung. | Law | Coffee, John C., Jr. |
The Private Securities Litigation Reform Act - overview, summary and new developments. | Law | Cochran, Martha L. |
Use of electronic media by broker-dealers, transfer agents, and investment advisers for delivery of information: additional examples under the Securities Act of 1933, Securities Exchange Act of 1934, and Investment Company Act of 1940. | Law | Katz, Jonathan G. |
Use of electronic media for delivery purposes. | Law | Katz, Jonathan G. |
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