Annual Institute on Securities Regulation 1996 - Abstracts

Annual Institute on Securities Regulation 1996
TitleSubjectAuthors
Amendments to section 16 "short-swing" insider trading rules.Law 
A plaintiff wail: the new role of the institutional investors under the Securities Litigation Reform Act.LawPitt, Harvey, Johnson, Dixie L., Holbrook, Lanae
Background information on typical compensation components.Law 
Between a rock and a hard place: internal corporate investigations and the attorney-client privilege.LawPolk, Katherine M., Flannery, Anne C.
Completing your offering on a timely basis.LawJosselyn, Kenneth L., Risoleo, Robert S., Slonaker, Norman D.
Conference report - National Securities Markets Improvement Act of 1996: H.R. 3005.LawCochran, Martha L., Freeman, David F.
Corporate boards and securities litigation reform.LawPitt, Harvey, Groskaufmanis, Karl A., Faris, Dawn E.
Corporate finance and disclosure.LawLane, Brian J.
Current issues in private placements: private/public offerings.LawKeller, Stanley
Damages allocation, damages calculation and RICO liability under the reform act. (Private Securities Litigation Reform Act of 1995)LawPincus, Andrew J.
Equity based compensation plan for directors.LawCagney, Lawrence K.
Integrating "extrinsics" into profit maximization: the lawyer's role.LawMillstein, Ira M.
IPO road shows - a primer for the practitioner.LawSchulte, Stephen J.
Management's Discussion and Analysis of Financial Condition and Results of Operations: a primer for the practitioner.LawSchulte, Stephen J.
Mergers and acquisitions and takeover preparedness: 1996 update.LawNussbaum, Andrew J., Mirvis, Theodore N.
More than "classical GAAS": audits and corporate illegality under the Litigation Reform Act. (generally accepted auditing standards)LawPitt, Harvey, Hardison, David B., Bard, Lawrence R.
Professional responsibility considerations. (in securities law)LawScott, Gregory Kellam, Sporkin, Stanley
Promises made, promises kept: practical implications of the Securities Reform Act.LawPitt, Harvey, Groskaufmanis, Karl A.
Proposed regulation M. (anti-manipulative of securities offerings regulation)LawSanger, Gail
Qualified independent underwriters - a primer for the practitioner.LawSchulte, Stephen J.
Recent developments in financial accounting and reporting matters.LawMuir, Richard A.
Recent S.E.C. enforcement cases.LawMcLucas, William R.
Regulation of road shows.LawStrickland, Julia B., Neier, David
Regulation of security analysts.LawStrickland, Julia B.
Report of the Advisory Committee on the capital formation and regulatory processes.LawWallman, Steven M.H.
Restricted stock-liquidity through equity derivative products: no action letters and cases.LawSimpson, Linda A.
Safe-harbors for forward-looking statements: an overview for the practitioner.LawSchulte, Stephen J., Glickman, Alan R.
Securities distribution - the changing role of the securities analyst in initial public offerings.LawMcLaughlin, Joseph
Securities regulatory reform legislation.LawCochran, Martha L., Freeman, David F.
Selection of lead plaintiff under the Private Securities Litigation Reform Act of 1995.LawAvery, Patricia I., Rosner, Marian P.
Shelf registration: past, present and future.LawJacob, Valerie Ford
Should you have a home page for your offering? Yahoo!, Bershire Hathaway and beyond - mutual fund home pages.LawMiskiewicz, Kathleen M.
Strategic hostile acquisitions.LawBialkin, Kenneth J.
Streamlining the task force report on disclosure simplification: a summary of the task force proposals and Securities and Exchange Commission responses.LawD'Alimonte, John S., Rixinger, Emily, Sherod, Alec C.
Survey of recent significant securities cases.LawHiler, Bruce A., Choharis, Peter C.
The future of the Private Securities Litigation Reform Act: or, why the fat lady has not yet sung.LawCoffee, John C., Jr.
The Private Securities Litigation Reform Act - overview, summary and new developments.LawCochran, Martha L.
Use of electronic media by broker-dealers, transfer agents, and investment advisers for delivery of information: additional examples under the Securities Act of 1933, Securities Exchange Act of 1934, and Investment Company Act of 1940.LawKatz, Jonathan G.
Use of electronic media for delivery purposes.LawKatz, Jonathan G.
This website is not affiliated with document authors or copyright owners. This page is provided for informational purposes only. Unintentional errors are possible.