ASIC v. the brokers

Article Abstract:

The Australian Securities & Investments Commission (ASIC) is considering imposing rules on the stockbrokers in the lines of those in the USA and Europe. The provisions will ensure the independence of the brokersE research analyst thereby curtailing tainted stock broking. The practical implementation of the ASIC rules is discussed.

Product standards, safety, & recalls, Securities Brokerage, Stock Brokerage, Standards, Stockbrokers

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Free cash flow at the temple

Article Abstract:

Australian Prudential Regulation Authority has enforced a new rule about the financial services activities of religious groups. According to the new rules, religious associations are exempted and allowed to offer financial services and products to customers.

Religious organizations, Religious institutions, Australia. Prudential Regulation Authority

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Honest analyst angst

Article Abstract:

The Australian Securities and Investments Commission (ASIC) had wrongly portrayed its main result on August 22. The portrayal was possible because the surveillance report into eight large investment banks found no branches of the Corporations Act.

Investment Banking and Securities Dealing, Investment Banking, Investment banks

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