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U.S. prosecutor to join probe into mutual-fund trading

Article Abstract:

James Comey, a Manhattan US attorney, said he will join the New York Attorney General's investigation into alleged violations of mutual fund trading regulations. Comey's annoucement increases the pressure on mutual fund and hedge fund businesses.

Author: Smith, Randall, Lauricella, Tom
Publisher: Dow Jones Publishing Co. (Europe)
Publication Name: Wall Street Journal. Europe
Subject: Business, international
ISSN: 0921-9986
Year: 2003
Strategy & planning, Legal services, Attorneys, Offices of Lawyers, New York, Planning, Lawyers, Attorneys general, Company business planning

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Regulators take mutual-fund probe to Wall Street

Article Abstract:

U.S. securities regulators are conducting an investigtation into charges of improper mutual fund trading by hedge funds. The US Securities and Exchange Commission is investigating broker-dealers' activities with regards to mutual fund trading.

Author: Smith, Randall, Lauricella, Tom, Davis, Ann
Publisher: Dow Jones Publishing Co. (Europe)
Publication Name: Wall Street Journal. Europe
Subject: Business, international
ISSN: 0921-9986
Year: 2003
Investment Offices, Mutual Fund Mgmt Companies, Portfolio Management, Security and Commodity Services, Cases, Mutual funds, United States. Securities and Exchange Commission

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Morgan Stanley now will keep Discover Unit

Article Abstract:

Morgan Stanley of the United States has reconsidered and is now going to keep its credit card unit. However, the securities giant may sell its underperforming aircraft leasing division.

Author: Smith, Randall, Davis, Ann
Publisher: Dow Jones Publishing Co. (Europe)
Publication Name: Wall Street Journal. Europe
Subject: Business, international
ISSN: 0921-9986
Year: 2005
Management dynamics, Security brokers and dealers, Management, Company Profile, Company business management, MWD, Morgan Stanley, Mack, John

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Subjects list: United States, Company legal issue, Investigations, Powers and duties, Mutual fund industry, Hedge funds, Securities industry
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