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The acquisition of the American Stock Exchange by the NASD

Article Abstract:

The National Assn of Securities Dealers (NASD) acquired the American Stock Exchange (AMEX) in 1998. NASD gained an auction market by acquiring AMEX and AMEX gained a guaranty for $110 million for technological improvements. Legal and tax objectives, structure and member response is included.

Author: Friedman, Stephen J.
Publisher: Africa-America-Institute
Publication Name: Annual Institute on Securities Regulation
Subject: Law
ISSN: 0195-5756
Year: 1998
United States, Mergers, acquisitions and divestments, Acquisitions and mergers, American Stock Exchange L.L.C., National Association of Securities Dealers

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Regulation M

Article Abstract:

The SEC's regulation M and its consequences for securities trading are presented.

Author: Sanger, Gail
Publisher: Africa-America-Institute
Publication Name: Annual Institute on Securities Regulation
Subject: Law
ISSN: 0195-5756
Year: 1997
Stock-exchange, Stock exchanges

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Subjects list: United States, Interpretation and construction, Laws, regulations and rules, Securities law
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