B.C. brokers cited in U.S. stock fraud case sign plea bargain

Article Abstract:

Michael Patterson and Dick Rachfall, former stockbrokers at Vancouver, British Columbia-based Pacific International Securities Inc., have reached a plea bargain in a securities fraud case. The case, which was filed in New York District Court, involved Russian and New York organized crime mobs.

Management, Pacific International Securities Inc.

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BCSC's legal battle goes to Supreme Court

Article Abstract:

The British Columbia Securities Commission has carried its investigation of Vancouver, BC-based Global Securities Corp. to Canada's Supreme Court. Global Securities, which is a brokerage firm, has been battling the BCSC over a case involving one of its brokers.

Government regulation (cont), Canada. Supreme Court, British Columbia. Securities Commission, Global Securities Corp.

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TD brokerage sued over fees

Article Abstract:

Stockbroker, Mark Scott and his wife file a lawsuit against TD Securities Inc., over transaction fees that they claim are hidden.

Brief Article, TD Securities Inc., Scott, Mark

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