BCSC to cut fees to spread its wealth to dealers

Article Abstract:

Douglas Hyndman, the chairman of the British Columbia Securities Commission, has announced a plan to cut regulatory rates and fees that are charged to securities dealers and public companies. The BCSC is expected to return about $10 million in 2002 to the investment industry.

British Columbia. Securities Commission

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OSC moves against two more penny stock dealers

Article Abstract:

The Ontario Securities Commission will attempt to close down the operations of two Toronto securities dealers, Price Warner Securities Ltd. and Gordon-Daly Grenadier Securities. The OSC has alleged that the securities dealers placed excessive prices on penny stocks.

Cases, Financial services industry, Financial services, Ontario. Securities Commission, Gordon-Daly Grenadier Securities, Price Warner Securities Ltd.

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Nesbitt set to offer on-line trading, research

Article Abstract:

Nesbitt Burns Inc. has announced that it will offer online trading research reports for its full-service brokerage customers. Nesbitt, which calls its new service Full Service Online, will be offered to clients with a minimum portfolio of $100,000.

Services introduction, New Electronic Marketing, Services, Nesbitt Burns Inc.

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