Dealers scour records in wake of RBC probe

Article Abstract:

Toronto, Ont.-based RBC Dominion Securities Inc., which is owned by Royal Bank of Canada, is being investigated by the Ontario Securities Commission and other regulatory bodies for improper stock trading. The probe has prompted other investment dealers to review their own dealings to determine whether or not they have engaged in similar procedures.

Ontario. Securities Commission

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QSC probes brokers misusing Internet

Article Abstract:

An investigation of possible misuse of online services by stockbrokers has been initiated by the Quebec Securities Commission. The QSC, which will focus on the manipulation of stock prices through misuse of the Internet, has received reports about a former employee of Toronto-Dominion Bank's brokerage operations.

Toronto Dominion Bank

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Tracking RBC trading may take months

Article Abstract:

Regulators investigating a case of insider trading involving RBC Dominion Securities Inc. have focused on two banks that are located in countries with strict financial secrecy laws. RBC, which is owned by Royal Bank of Canada, is cooperating with investigators in trying to locate the investors.

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