Elite players on Bay St. accused of stock abuses

Article Abstract:

The Toronto Stock Exchange and the Ontario Securities Commission have alleged that eleven brokerage companies have violated stock trading regulations. The investigation targets included the pension management operations of Royal Bank of Canada, RT Capital Management Inc., and CIBC World Markets Inc.

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The Royal Bank Tapes

Article Abstract:

The Toronto Stock Exchange and the Ontario Securities Commission are investigating Montreal, Que.-based Royal Bank of Canada's RT Capital Management Inc. Industry analysts said that stock traders will be more circumspect about trading activities following the probe.

Commercial Banks, Commercial Banking, Securities Dealers, Investment Banking and Securities Dealing, Security brokers and dealers, Banking industry, Royal Bank of Canada, RY, RT Capital Management Inc.

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