Appeals Court Tells S.E.C.Director Rule Needs Review
Article Abstract:
A federal appeals court ruled that the Securities and Exchange Commission must produce a cost-benefit analysis in order to justify a rule that regulates mutual fund boards of directors, and if a re-vote then required, the outcome may change because of chairman William H. Donaldson's upcoming resignation.
Publisher: The New York Times Company
Publication Name: The New York Times
Subject: News, opinion and commentary
ISSN: 0362-4331
Year: 2005
Government expenditures, Executive changes & profiles, Regulation, Licensing, and Inspection of Miscellaneous Commercial Sectors, Securities & Commodities Regulatn, Management investment, open-end, Officials and employees, Company legal issue, Cases, Economic policy, Mutual fund industry, Securities law, Donaldson, William H.
Publication Name: The New York Times
Subject: News, opinion and commentary
ISSN: 0362-4331
Year: 2005
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Cheap Seats Provide View Of Troubles At Exchange
Article Abstract:
The price of a seat on the New York Stock Exchange is down 63 percent since 1999. The drop in price indicates a less active stock market as well as uncertainty about the exchange itself.
Publisher: The New York Times Company
Publication Name: The New York Times
Subject: News, opinion and commentary
ISSN: 0362-4331
Year: 2005
Financial management, Security brokers and dealers, Securities & Commodities Services, Securities, Commodity Contracts, and Other Financial Investments and Related Activities, Methods, Finance, Securities industry, Technology application, New York Stock Exchange Inc., Company financing, Securities trading, Thain, John A.
Publication Name: The New York Times
Subject: News, opinion and commentary
ISSN: 0362-4331
Year: 2005
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Comment about this article or add new information about this topic:
Subjects list: United States, Management, Laws, regulations and rules, Government regulation, Company business management, United States. Securities and Exchange Commission
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