New broker rules imminent

Article Abstract:

The Toronto Stock Exchange (TSE) plans to implement new rules for brokerages regarding supervision of traders in the fall of 2001. TSE officials say the new standards will help prevent cases like RT Capital Management Inc.'s stock price manipulation scandal.

Legal issues & crime, Pension, health, and welfare funds, Pension Funds & Benefit Plans, Pension Funds, Cases, Floor traders (Finance), RT Capital Management Inc.

---

Disclosure urged as reason for lawsuits

Article Abstract:

The Ontario Securities Commission has supported a rules change that would provide investors with a right to sue companies for inadequate disclosure. The recommendation originally was made by a committee from the Toronto Stock Exchange.

Government regulation (cont), Ontario. Securities Commission

---

Nasdaq suspends delisting rules

Article Abstract:

The Nasdaq Stock Market made a move toward stabilizing the market by temporarily suspending rules delisting companies trading below $1 (U.S.)

United States, Strategy & planning, Stock exchanges, The Nasdaq Stock Market Inc., Canadian Venture Exchange

Similar abstracts:

• Abstracts: Central bank sees low inflation threat. Dodge predicts rebound for summer, fall. Core inflation rate seen taking quick leap to 2.8%
• Abstracts: OSC argues its Bre-X disclosure more than fair. More disclosure issues arise in Bre-X trial. Lead Bre-X investigator defends disclosure methods
• Abstracts: Brokerages post record profits. Disney survives Pearl Harbor. Brokerage industry on a record run

This website is not affiliated with document authors or copyright owners. This page is provided for informational purposes only. Unintentional errors are possible.