OSC penalizes Costello

Article Abstract:

The Ontario Securities Commission imposed a $300,000 penalty on Brian Costello, a financial advisor, for securities rules violations. The OSC charged Mr. Costello with not reporting a conflict of interest and not registering as a financial advisor.

Legal/Government Regulation, Security and Commodity Services, Securities & Commodities Services, Securities, Commodity Contracts, and Other Financial Investments and Related Activities, Company legal issue, Cases, Ontario. Securities Commission, Costello, Brian

---

GSW wants out of Camco

Article Abstract:

GSW Inc., a 20% stockholder in Camco Inc., requested in court that General Electric Canada Inc. acquire its share. GE Canada is the majority owner of Camco.

ELECTRONIC & OTHER ELECTRIC EQUIPMENT, Electrical & Electronic Equip, Electrical Equipment, Appliance, and Component Manufacturing, Household Appliances, Household Appliance Manufacturing, Oil and gas field machinery, Oilfield Machinery, Oil and Gas Field Machinery and Equipment Manufacturing, Electrical equipment and supplies industry, Electric equipment industry, Mergers, acquisitions and divestments, Home appliances industry, Appliance industry, Appliances, Oil and gas field equipment industry, Oil field equipment, Canadian General Electric Company Ltd., Camco Inc., GSW Inc.

---

Managers Batten Down Hatches on Policy, Practices

Article Abstract:

In light of the stock price manipulation scandal at RT Capital Management Inc., many trading managers are keeping a closer watch on operations.

Securities Dealers, Investment Banking and Securities Dealing, Security brokers and dealers, Management

Similar abstracts:

• Abstracts: CIBC renews ties to Reichmanns with loan. Banks search for edge from new rules
• Abstracts: TLC shares fall to 52-week low. IMI seeks FDA approval on skin test
• Abstracts: The perils of peace. Dangerous friends. Light in the dark
• Abstracts: Firm to provide access to U.S. e-tailers. Nortel nabs another hot tech firm. Ottawa tech firm lands financing
• Abstracts: Assante snaps up another firm. Masonite seen slamming door on KKR bid. AGF snaps up Global Strategy

This website is not affiliated with document authors or copyright owners. This page is provided for informational purposes only. Unintentional errors are possible.