RT clients seek information

Article Abstract:

The Toronto Stock Exchange and the Ontario. Securities Commission are investigating Montreal, Que.-based Royal Bank of Canada's RT Capital Management Inc. RT clients are demanding information from the pension fund company about the stock price manipulation case.

Legal issues & crime, Securities and Commodity Exchanges, Security and commodity exchanges, Securities Exchanges, Pension, health, and welfare funds, Pension Funds & Benefit Plans, Pension Funds, Exchanges, Toronto Stock Exchange

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Surprise in stock scandal is 'who it is'

Article Abstract:

Four employees at RT Capital Management Inc., which is a subsidiary of Montreal, Quebec-based Royal Bank of Canada, have been implicated in questionable stock trading practices. The firm is being investigated by the Ontario Securities Commission.

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OSC probes several brokerages

Article Abstract:

The Ontario Securities Commission is investigating allegations of stock price manipulation among over twelve Canadian securities dealers. The investigation's targets include Royal Bank of Canada's RT Capital Management Inc.

Securities Dealers, Investment Banking and Securities Dealing, Security brokers and dealers, Interpretation and construction

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