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S.E.C. Warns Amex Leaders It May File Civil Charges

Article Abstract:

Salvatore F. Sodano, Peter Quick, and Michael J. Ryan, senior executives at American Stock Exchange L.L.C., have been warned by the Securities and Exchange Commission, that they may face charges for not enforcing options trading rules.

Author: Anderson, Jenny
Publisher: The New York Times Company
Publication Name: The New York Times
Subject: News, opinion and commentary
ISSN: 0362-4331
Year: 2004
Security and commodity exchanges, Security brokers and dealers, Securities & Commodities Services, Securities, Commodity Contracts, and Other Financial Investments and Related Activities, Stock-exchange, Stock exchanges, Securities industry, American Stock Exchange L.L.C., Securities trading, Options exchanges

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State Dept. Relaxes Visa Rules for Some Scientists and Students

Article Abstract:

The State Department has decided to relax some of the rules governing visas for scientists and science students because the tighter controls of the past few years have made recruiting and keeping talent more difficult.

Author: Lee, Kristen A.
Publisher: The New York Times Company
Publication Name: The New York Times
Subject: News, opinion and commentary
ISSN: 0362-4331
Year: 2005
Research and Development in the Physical, Engineering, and Life Sciences, Scientists, Emigration and immigration, United States. Department of State, Student visas

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Still Looking, A.I.G. Finds More Flaws In Its Books

Article Abstract:

Lat month, insurance giant American International Group found accounting irregularities of $1.7 billion. Further investigation has uncovered at least $1 billion more.

Author: Eichenwald, Kurt, Anderson, Jenny
Publisher: The New York Times Company
Publication Name: The New York Times
Subject: News, opinion and commentary
ISSN: 0362-4331
Year: 2005
INSURANCE CARRIERS, Capital funds & cash flow, Insurance industry, Accounting and auditing, United States. Department of Justice, American International Group Inc., Accounting, AIG, Accounting procedures

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Subjects list: United States, Company legal issue, Laws, regulations and rules, Investigations, Government regulation, United States. Securities and Exchange Commission
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