New regulatory duties
Article Abstract:
The author discusses new SEC regulations for investment advisors, requiring written policies regarding client privacy protection and confidentiality.
Publisher: Society of Financial Service Professionals
Publication Name: Journal of Financial Service Professionals
Subject: Business
ISSN: 1537-1816
Year: 2001
Investment advice, Investment Advisory Services, Investment advisers, Privacy, Right of, Right of privacy
Publication Name: Journal of Financial Service Professionals
Subject: Business
ISSN: 1537-1816
Year: 2001
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Financial services reform: the Gramm-Leach-Bliley Act and its implications for insurance
Article Abstract:
The author discusses reforms instigated under the Financial Services Modernization Act of 1999 and their impact on the insurance industry.
Publisher: Society of Financial Service Professionals
Publication Name: Journal of Financial Service Professionals
Subject: Business
ISSN: 1537-1816
Year: 2001
Law reform, Legal reform
Publication Name: Journal of Financial Service Professionals
Subject: Business
ISSN: 1537-1816
Year: 2001
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Maybe an eight-hundred-pound gorilla is better
Article Abstract:
The author evaluates insurance industry oversight by the states since ceded the job by the federal government in 1945.
Publisher: Society of Financial Service Professionals
Publication Name: Journal of Financial Service Professionals
Subject: Business
ISSN: 1537-1816
Year: 2001
States, Legislative oversight
Publication Name: Journal of Financial Service Professionals
Subject: Business
ISSN: 1537-1816
Year: 2001
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Subjects list: United States, Laws, regulations and rules, Financial services industry, Financial services, Evaluation, Insurance industry
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