Publicity and the regulator: Striking a balance

Article Abstract:

The implementation of the Financial Services Authority's enforcement process review has highlighted the need for the public accountability of the regulator as well as the regulated. The issues that were raised by the court battle between the accountants' disciplinary body and Deloitte over publication of complaints against the Big Four firm are discussed.

Press Releases, Investigations, Confidential communications, Deloitte & Touche L.L.P., United Kingdom. Financial Services Authority

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E&Y faces Equitable grilling

Article Abstract:

The article describes about Big Four firm Ernst & Young (E&Y) that is scheduled to appear before a Joint Disciplinary Tribunal March 2007 to answer queries over its audit work at the life assurance company Equitable Life.

INSURANCE CARRIERS, Capital funds & cash flow, United States, Insurance industry, Accounting and auditing, Ernst & Young L.L.P., Equitable Life Assurance Society of the United States

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Mind the cap

Article Abstract:

The legal implications of the imminent lifting of the bar on audit liability caps under the Companies Act 2006 vis-a-vis the existing limitation provisions are presented.

Auditing, Liability (Law), Legal liability

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