Abstracts - faqs.org

Abstracts

Law

Search abstracts:
Abstracts » Law

Current issues and rulemaking projects division of corporation finance

Article Abstract:

SEC issued a number of releases and proposed rules during the second half of 1995 including initiatives on streamlined disclosure and proxy requirements, debt market and small business initiatives, abbreviated financial statements, and Regulation S practices. Other issuances concerned cross-border financing, secondary trading, limited partnership and roll-up rules, executive compensation disclosure, proxy reform, and simplification of registration requirements.

Author: Quinn, Linda C., Arms, Abigail, Corso, Gregg W.
Publisher: Africa-America-Institute
Publication Name: Annual Institute on Securities Regulation
Subject: Law
ISSN: 0195-5756
Year: 1995
Securities industry, United States. Securities and Exchange Commission. Division of Corporation Finance

User Contributions:

Comment about this article or add new information about this topic:

CAPTCHA


Publicity considerations for corporate issuers: getting the message across under the federal securities laws

Article Abstract:

Federal securities laws impose restrictions on the public disclosure which can be made when securities offerings are made. These restrictions sometimes conflict with a corporation's need to advise investors during mergers or other securities transactions. These limitation and the SEC's use of Internet Web sites for offshore securities offerings is discussed.

Author: Quinn, Linda C.
Publisher: Africa-America-Institute
Publication Name: Annual Institute on Securities Regulation
Subject: Law
ISSN: 0195-5756
Year: 1998
United States

User Contributions:

Comment about this article or add new information about this topic:

CAPTCHA


Publicity considerations for corporate issuers: getting the message across under the federal securities laws

Article Abstract:

The Securities Act of 1933 regulates the offering of securities, imposes publicity restrictions outside prospectuses, and states requirements for disclosure. Details regarding disclosure and publicity regulations for securities offerings are presented.

Author: Quinn, Linda C., Jarmel, Ottilie L.
Publisher: Africa-America-Institute
Publication Name: Annual Institute on Securities Regulation
Subject: Law
ISSN: 0195-5756
Year: 1997

User Contributions:

Comment about this article or add new information about this topic:

CAPTCHA


Subjects list: United States, Interpretation and construction, Laws, regulations and rules, Securities law, Disclosure (Securities law)
Similar abstracts:
  • Abstracts: Application of the bespeaks caution doctrine to federal securities fraud claims. Regulation of security analysts
  • Abstracts: Selected developments concerning the federal securities laws and in the market for corporate control. Recent developments in securities class actions
This website is not affiliated with document authors or copyright owners. This page is provided for informational purposes only. Unintentional errors are possible.
Some parts © 2025 Advameg, Inc.