Survey of recent significant securities cases

Article Abstract:

SEC 1996 efforts to enforce US securities laws are surveyed. Areas reviewed include insider trading, corporate disclosure, over-the-counter and equity markets, and pay-to-play practices of the municipal bond market. Also covered is the SEC's sanctioning of the National Assn of Securities Dealers and the agency's loss in the Johnson v. SEC case.

---

Significant securities decisions in the federal circuits

Article Abstract:

A survey of cases in the US Courts of Appeals dealing with securities law issues between Aug 1, 1997 and Aug 1, 1998 is presented. Issues include rule 10b-5, securities definition, attorney ethics, enforcement, and arbitration.

United States

---

Significant securities decisions in the federal circuits

Article Abstract:

Decisions of the US Courts of Appeals made from Sep 1996 to Sep 1997 involving securities laws and issues are surveyed.

Similar abstracts:

• Abstracts: With Hilton Davis the Federal Circuit takes the doctrine of equivalents back to its roots. Principles of inherency
• Abstracts: Investor empowerment strategies in the Congressional reform of securities class actions. In-kind class action settlements
• Abstracts: Private prisons in perspective: some conceptual issues. Drug control in prisons. Prisons in Eastern Europe: some reflections on prison reform in Romania
• Abstracts: Sources and consequences of workplace pressure: increasing the risk of unethical and illegal business practices
• Abstracts: The endless quest for integrity in financial reporting. Private placements - recent developments and current issues

This website is not affiliated with document authors or copyright owners. This page is provided for informational purposes only. Unintentional errors are possible.