The year 2000 problem: a technological time bomb

Article Abstract:

The year 2000 computer problem will impact the securities industry along with others because of its heavy dependence computerized information processing technology. The SEC has issued general guidance for investment advisers and companies and Congress has proposed legislation. Affects on disclosure and the costs for correcting the problem are also discussed.

Planning, Evaluation, Securities industry, Year 2000 transition (Computers)

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SEC and NASD Internet releases, no-action letters and other pronouncements

Article Abstract:

A list of the Internet releases, no-action letters, and other announcements from the SEC and the National Assn of Securities Dealers from Oct 1993 through Sep 1998 are presented.

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SEC and NASD releases, no-action letters and other pronouncements

Article Abstract:

SEC and National Assn of Securities Dealers releases, no-action letters, and other pronouncements are presented.

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