Tombstones: the Internet's impact upon SEC rules of engagement

Article Abstract:

The SEC's Enforcement Division has changed its securities fraud enforcement tactics to deal with developments such as the Internet. The Internet has opened up new means of securities fraud, such as setting up phony Web pages or spamming email programs. The SEC must track these down, plus false information regarding corporations and investments. Complaints and tips from the public provide many leads for the SEC to securities fraud via the Internet.

Management, Practice, Influence, United States. Securities and Exchange Commission. Division of Enforcement

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SEC interpretive releases regarding use of Internet web sites to offer securities, solicit securities transactions or advertise investment services offshore (Securities Act release no. 33-7516) (March 23, 1998)

Article Abstract:

The SEC report on Internet use for offering securities and carrying out securities transactions, such as advertising securities investments outside the US, is presented.

Interpretation and construction, Reports

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Internet related SEC litigation announcements

Article Abstract:

SEC announcements made via the Internet regarding litigation proceedings during 1997 and 1998 are presented.

Cases, Public relations

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