Supreme Court lets BCSC share data on brokerage

Article Abstract:

The British Columbia Securities Commission will be allowed to provide data about Vancouver, BC-based Global Securities Corp. to the U.S. Securities and Exchange Commission. The case, which was decided by the Supreme Court of Canada, sets a precedent for the sharing of information by regulators across provincial and national borders.

Securities Dealers, Investment Banking and Securities Dealing, Canada. Supreme Court, United States. Securities and Exchange Commission, Global Securities Corp.

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BCSC assails broker's board

Article Abstract:

The B.C. Securities Commission accuses Pacific International Securities Inc. of allowing illegal activities, including stock manipulation and money laundering, by clients to occur.

Securities Brokerage, Stockbrokers, Brief Article, Pacific International Securities Inc.

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BMO, BCSC settle allegations over funds in offshore account

Article Abstract:

The British Columbia Securities Commission has settled a case with the Bank of Montreal over an improper offshore account. BMO will replace funds it had withdrawn from an account that it had opened under the name of an offshore entity.

Legal/Government Regulation, Banking industry, Company legal issue, Bank of Montreal

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