MFDA plans to be running by July 1

Article Abstract:

The Mutual Fund Dealers Association of Canada has announced that 270 mutual fund companies are expected to join the new trade association. The MFDA will open its offices by July 1, 2000.

Strategic alliances, Mutual Fund Mgmt Companies, Portfolio Management, Associations, Mutual funds, Mutual fund industry, Mutual Fund Dealers Association of Canada

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Key regulator fills new BMO job

Article Abstract:

BMO Nesbitt Burns Inc. hires Dina Palozzi of the Financial Services Commission of Ontario to be the company's executive vice president of client relations.

Executive changes & profiles, Officials and employees, Appointments, resignations and dismissals, BMO Nesbitt Burns Inc., Palozzi, Dina

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Pyramid scheme draws top IDA fine

Article Abstract:

Nelson Allen of Nelbar Financial Corp.receives a $525,000 fine from the Investment Dealers Association of Canada for organizing a pyramid scheme.

Legal issues & crime, Cases, Brief Article, Pyramid schemes, Investment Dealers Association of Canada, Allen, Nelson, Nelbar Financial Corp.

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