Abstracts - faqs.org

Abstracts

News, opinion and commentary

Search abstracts:
Abstracts » News, opinion and commentary

OSC unveils litany of Yorkton accusations

Article Abstract:

Vancouver, BC-based Yorkton Securities Inc. has been accused of ineffectual compliance and other settlement violations by the Ontario Securities Commission. Yorkton Securities, which recently fired chief executive officer Scott Paterson, settled the case with OSC last week.

Author: Blackwell, Richard
Publisher: Bell Globemedia Interactive
Publication Name: Globe & Mail (Toronto, Canada)
Subject: News, opinion and commentary
ISSN: 0319-0714
Year: 2001
Government regulation (cont)

User Contributions:

Comment about this article or add new information about this topic:

CAPTCHA


OSC reiterates tough stand on disclosure

Article Abstract:

The article discusses how the Ontario Securities Commission (OSC) has forced Yorkton Securities Inc.'s clients Engineering.com Inc. and Book4Golf.com Corp. to reveal in recent prospectuses that Yorkton was being investigated for potential conflict of interest.

Author: Blackwell, Richard
Publisher: Bell Globemedia Interactive
Publication Name: Globe & Mail (Toronto, Canada)
Subject: News, opinion and commentary
ISSN: 0319-0714
Year: 2001
On-Line Information Services, Videotex & Teletext, Telegraph & other communications, Online services, Internet services, Engineering.com Inc., Book4golf.com Inc.

User Contributions:

Comment about this article or add new information about this topic:

CAPTCHA


OSC investigates Yorkton

Article Abstract:

The Ontario Securities Commission (OSC) is conducting a probe into Yorkton Securities Inc. The company is suspected of conflicts of interests in relation to its executives's involvement in underwriting securities issues.

Author: Howlett, Karen, Blackwell, Richard
Publisher: Bell Globemedia Interactive
Publication Name: Globe & Mail (Toronto, Canada)
Subject: News, opinion and commentary
ISSN: 0319-0714
Year: 2000
Ontario

User Contributions:

Comment about this article or add new information about this topic:

CAPTCHA


Subjects list: Canada, Securities dealers, Investigations, Securities industry, Ontario. Securities Commission, Yorkton Securities Inc.
Similar abstracts:
  • Abstracts: OSC to try Felderhof with his own words. Felderhof failed to disclose: lawyer
  • Abstracts: C.I. extends offer for Mackenzie. Mackenzie to advise delay on C.I. offer. Mackenzie poison pill gets hearing
  • Abstracts: CP's O'Brien proves his skeptics wrong. National dream goes global. Ontario utility IPO is seen at setting a fee record
  • Abstracts: Mackenzie to advise delay on C.I. offer. Power declared winner of fight for Mackenzie
This website is not affiliated with document authors or copyright owners. This page is provided for informational purposes only. Unintentional errors are possible.
Some parts © 2025 Advameg, Inc.