Tougher securities rules on the way

Article Abstract:

The Canadian Securities Administration will implement new regulation for securities industry by early next year. Securities companies will now have to register its employee details and earnings according to this new rule.

Security brokers and dealers, Administrative agencies, Government agencies

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IFIC urges Ecker to reject proposal

Article Abstract:

The Investment Funds Institute of Canada pushes for Ontario Finance Minister Janet Ecker to reject a plan allowing independent governance boards representing investors the authority to fire a manager.

Investment Funds Institute of Canada, Ecker, Janet

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Crackdown on late insider trading filings long overdue

Article Abstract:

The Ontario Securities Commission's move to penalize late insider trading filings is discussed.

Insider trading in securities, Insider trading (Securities), Ontario. Securities Commission

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