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Business, general

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The silent enforcer

Article Abstract:

Australian stock exchange (ASX) head quarters in Hunter Street, Sydney fine up to $250,000 and strips of broker rights if found violating it's rules. Details of fine imposed on various brokers by National adjudicator tribunal of ASX are discussed.

Author: Washington, Stuart
Publisher: B R W Media
Publication Name: Business Review Weekly
Subject: Business, general
ISSN: 0727-758X
Year: 2003
Brokers

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Assault on all fronts: crushed by circumstances small businesses

Article Abstract:

Small business enterprises are in a problem due to the report on competition law by Dawson and the Australian stock exchange (ASX). Stephen Conroy, the labor party spokesperson asks for in detail discussion on this report.

Author: Walker, Jacqui
Publisher: B R W Media
Publication Name: Business Review Weekly
Subject: Business, general
ISSN: 0727-758X
Year: 2003
Securities issued, listed, Securities, Company securities, Small and medium sized companies

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Subjects list: Australia, Laws, regulations and rules, Government regulation, Securities industry, Australian Stock Exchange Ltd.
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