Abstracts - faqs.org

Abstracts

Law

Search abstracts:
Abstracts » Law

The SEC's assault on electronic trading

Article Abstract:

The Securities and Exchange Commission is tasked with new regulatory challenges with the emergence of electronic stock exchanges. However, the SEC's proposed rules on electronic markets would place new burdens on the entrepreneurs who have developed successful electronic trading systems. The SEC's regulations are considered antiquated and would only stifle the development of innovative trade practices.

Author: Oesterle, Dale A.
Publisher: Cato Institute
Publication Name: Regulation
Subject: Law
ISSN: 0147-0590
Year: 1998
Electronic computers, Electronic Computer Manufacturing, Stock Information Systems, Laws, regulations and rules, United States. Securities and Exchange Commission, Online securities trading, Program trading (Securities)

User Contributions:

Comment about this article or add new information about this topic:

CAPTCHA


A trading primer

Article Abstract:

The different types of trading in stocks, such as electronically, over-the-counter and floor trading are described along with an explanation of floor and electronic trading in futures and options.

Author: Pirrong, Craig
Publisher: Cato Institute
Publication Name: Regulation
Subject: Law
ISSN: 0147-0590
Year: 1999
Study and teaching

User Contributions:

Comment about this article or add new information about this topic:

CAPTCHA


Electronic exchanges are inevitable and beneficial

Article Abstract:

Issues concerning the introduction of technology into the financial markets and its effect on regulation are discussed.

Author: Pirrong, Craig
Publisher: Cato Institute
Publication Name: Regulation
Subject: Law
ISSN: 0147-0590
Year: 1999
Management, Usage, Technology application, Financial markets, Technology, Industry regulations, Government regulation of business, Trade regulation

User Contributions:

Comment about this article or add new information about this topic:

CAPTCHA


Subjects list: Stocks, Stock-exchange, Stock exchanges, Exchanges, United States
Similar abstracts:
  • Abstracts: The class action con game. Privatizing commercial law
  • Abstracts: Consumer dealings. Debt collection and the Trade Practices Act
  • Abstracts: Critical issue: the single currency. Trade policy. BEST for business
  • Abstracts: Public sector asphxiation: a time for action in collective bargaining. Employee power in conversions to cash balance plans: union, public, and electronic voice
  • Abstracts: Corporate compliance programs as a compoent of plea agreements and civil and administrative settlements. Deferred prosecution: the need for specialized guidelines for corporate defendants
This website is not affiliated with document authors or copyright owners. This page is provided for informational purposes only. Unintentional errors are possible.
Some parts © 2025 Advameg, Inc.