Stock rigging appears widespread

Article Abstract:

The illegal practice of stock price manipulation is not limited to the Royal Bank scandal. Evidence suggests the practice is widespread, involving companies like Petromet Resources Ltd., Paramount Resources Ltd., Centrefund Realty Corp., MetroNet Communications Corp., and Greater Lenora Resources Corp.

Commercial Banking, Land Subdivision and Land Development, Telecommunications, Telephone Communication, Crude Petroleum and Natural Gas Extraction, Subdividers & Developers, Crude petroleum and natural gas, Securities prices, Subdividers and Developers, Crude Petroleum, METAL MINING, Metal Ores, Metal Ore Mining, Commercial banks, Real estate developers, Prices and rates, Telecommunications services industry, Telecommunications industry, Stocks, Metal industries, Mining industry, Petroleum industry, Petroleum, Stock prices, RY, Metal industry, Ores, Paramount Resources Ltd., Petromet Resources Ltd., Centrefund Realty Corp., MetroNet Communications Corp., Greater Lenora Resources Corp., PNTGF, METNF

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Report urges review of OSC structure

Article Abstract:

The Ontario Securities Commission may undergo a major restructuring by the Canadian government. The Five Year Review Committee, which is led by Purdy Crawford, has issued a new report on OSC reform that includes a call for changes in prosecution policy.

Government regulation (cont), Government regulation, Security and Commodity Services, Securities & Commodities Services, Securities, Commodity Contracts, and Other Financial Investments and Related Activities, Laws, regulations and rules, Securities industry, Ontario. Securities Commission

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Three major brokerages face unprecedented fines: RBC, TD, BMO units could see $25-million levy in mutual fund probe, sources say

Article Abstract:

The brokerage arms of three of Canada's big banks are facing unprecedented fines totaling about $25 million for their alleged role in helping investors engage in questionable market timing activities in mutual funds. The Investment Dealers Association of Canada, the trade group that policies the industry, wants to levy the fines against the brokerage subsidiaries of Royal Bank of Canada, Toronto-Dominion Bank and Bank of Montreal.

Company legal issue, Discipline, Bank of Montreal, Toronto Dominion Bank

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