| Annual Institute on Securities Regulation 1998 |
| Title | Subject | Authors |
|---|
| Amendments to beneficial ownership reporting requirements (Exchange Act release no. 34-39538) (January 16, 1998) (Final rules). | Law | |
| A plain English handbook: how to create clear SEC disclosure documents. | Law | Smith, Nancy M. |
| Checklist for internal investigations - practical pointers to remember during an internal investigation. | Law | Flannery, Anne C., Cyr, Joseph P., Weiss, Maureen C. |
| Completing your offering on a timely basis.(securities offering) | Law | Risoleo, Robert S., Slonaker, Norman D., Losselyn, Kenneth L. |
| Corporate Web sites - business and financial information. | Law | White, John W. |
| Current issues and rulemaking projects.(corporate finance and securities) | Law | |
| Current issues in private placements: private/public offerings. | Law | Keller, Stanley |
| Ethical considerations: managing conflicts while counseling directors, officers and insiders. | Law | Scott, Gregory Kellam |
| Executive compensation: today's techniques. | Law | Romeo, Peter J. |
| Forward-looing statements and meaningful cautionary language under the Securities Litigation Reform Act's safe harbor. | Law | Cooper, Laura A., Levine, Richard L. |
| Forward-looking statements and cautionary language after the 1995 Private Securities Litigation Reform Act: a study of current practices. | Law | |
| Insider trading: a new cycle. | Law | Goldschmid, Harvey J. |
| Insider trading developments: do the Adler and Smith cases portend tougher times for SEC enforcement? | Law | McLucas, William R., Walker, Laura |
| Internal investigations. | Law | Lynch, Gary |
| Internet related SEC litigation announcements. | Law | Stark, John Reed |
| MD&A audits: a new tool for boards of directors and underwriters.(management's discussion and analysis) | Law | White, John W., Butler, Samuel C. |
| Memorandum from Cravath, Swaine & Moore regarding sales of convertible securities of U.S. reporting companies under regulation S (August 24, 1998); re: sales of convertible securities of U.S. reporting companies under regulation S. | Law | Beller, Alan L. |
| Memorandum regarding the adoption of amendments to regulation S under the Securities Act of 1993. | Law | Beller, Alan L. |
| Memorandum regarding the adoption of new safe harbors to facilitate U.S. press access to offshore press activities. | Law | Beller, Alan L. |
| Overview of an SEC enforcement proceeding. | Law | Ferrara, Ralph C., Khinda, Philip S. |
| Plain English disclosure (Securities Act release no. 33-7497), (January 28, 1998), (final rules). | Law | Foran, Margaret M. |
| Pleading scienter under the Private Securities Litigation Reform Act of 1995. | Law | Rosenfeld, Steven B. |
| Private placements - recent developments and current issues. | Law | Hayes, Gordon H., Jr. |
| Publicity considerations for corporate issuers: getting the message across under the federal securities laws. | Law | Quinn, Linda C. |
| Recent developments in shareholder communications, shareholder initiatives, and the market for corporate control. | Law | Block, Dennis J., Rice, Alan J. |
| Recent developments in underwriting of IPOs: "spinning" and syndicate penalty bids.(initial public offerings) | Law | Cross, Meredith B., Roberts, Christine Sarudy |
| Recent SEC enforcement cases. | Law | Walker, Richard H., Markle, John S., Jardine, Michelle M. |
| SEC adopts amendments to stop regulation S abuses. | Law | Quinn, Linda C., DeBerardine, Veronica |
| SEC and NASD Internet releases, no-action letters and other pronouncements.(National Ass'n of Securities Dealers) | Law | Schulte, Stephen J., Sullivan, William F. |
| SEC interpretive releases regarding use of Internet web sites to offer securities, solicit securities transactions or advertise investment services offshore (Securities Act release no. 33-7516) (March 23, 1998). | Law | Stark, John Reed |
| SEC issues year 2000 interpretive release and staff legal bulletin no. 6 - the "Euro" Shearman & Sterling client letter. | Law | Quinn, Linda C., Jarmel, Ottilie L. |
| Securities Litigation Uniform Standards Act of 1998.(includes text of both Senate and House versions of the act) | Law | Cochran, Martha L. |
| Securities regulation and the use of electronic media. | Law | Quinn, Linda C., Jarmel, Ottilie L. |
| Selected issues in documenting deals: lock-ups, deal protection and social issues. | Law | Bird, Paul S., Thorpe, Richard G. |
| Significant securities decisions in the federal circuits. | Law | Soderquist, Larry D. |
| Staff legal bulletin no. 7 (September 4, 1998): plain English disclosure. | Law | Foran, Margaret M. |
| Stock mergers in a volatile market. | Law | Vlahakis, Patricia A. |
| The acquisition of the American Stock Exchange by the NASD.(National Ass'n of Securities Dealers) | Law | Friedman, Stephen J. |
| The adequacy of notice and appointment of lead plaintiff and the stay of discovery during the pendency of a motion to dismiss under the PSLRA.(Private Securities Litigation Reform Act of 1995) | Law | Weiss, Melvyn I., Rudman, Samuel H., Swick, Michael A. |
| The bought deal: the edge of the shelf?(securities shelf registration) | Law | D'Alimonte, John S., Ogilvie, Ian M. |
| The endless quest for integrity in financial reporting. | Law | Cunningham, Lawrence A. |
| The Euro. | Law | Cunningham, Daniel P., Werlen, Thomas J. |
| The four ring circus - an updated view of the mating dance among announced merger partners and an unsolicited second or third bidder. | Law | Spatt, Robert E. |
| The new shareholder proposal rules. | Law | Romeo, Peter J., Parrino, Richard J. |
| The Private Securities Litigation Reform Act - public law 104-67 (December 22, 1995). | Law | |
| The SEC's interpretive release regarding disclosure of year 2000 issues. | Law | Doty, James R., Golden, Gregory J. |
| The statutory arrangement for public and private securities offerings under the Securities Act of 1933. | Law | White, John W., Rogers, William P., Jr. |
| The statutory safe harbor for forward looking statements after two and a half years: has it changed the law? Has it achieved what Congress intended? | Law | Rosen, Richard A. |
| The year 2000 problem: a technological time bomb.(effects on the securities industry) | Law | Schulte, Stephen J., Sullivan, William F. |
| Tombstones: the Internet's impact upon SEC rules of engagement. | Law | Stark, John Reed |
| What to plead and how to plead the defendants' state of mind in a federal securities class action: the plaintiffs' perspective. | Law | Savett, Sherrie R., Stock, Arthur |
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