One trader to fight TSE charges

Article Abstract:

Taylor Shambleau, a stock broker at Sprott Securities Ltd., will challenge allegations of illegal stock manipulation. The Toronto Stock Exchange has made the allegations against Mr. Shambleau and other traders.

Sprott Securities Ltd.

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Court blocks OSC from freezing Fraleigh account

Article Abstract:

The Ontario Securities Commission is blocked by the Ontario Superior Court from freezing the account of John Fraleigh, a businessman involved in the RBC Dominion Securities Inc. insider trading scandal.

Brief Article, Ontario. Securities Commission, RBC Dominion Securities Ltd., Fraleigh, John, Ontario. Supreme Court

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Midland put itself on 'watch': May have tipped brokerage staff to merger with Merrill Lynch, observers say

Article Abstract:

Midland Walwyn Inc. of Toronto, Ontario, is speculated to have hinted at its merger with Merrill Lynch & Co. Inc. by initiating in-house monitoring of its stock. The internal stock list called the watch list was sent out to top management who would check on all internal and external trading conducted, revealed Midland spokesman Peter Kahnert. A financial services expert questioned the motive behind the watch list. The transaction between Midland Walwyn and Merrill Lynch is valued at $1.26 billion.

Comment:

Is merging with Merrill Lynch & Co. Inc. in a deal valued at $1.26 billion

United States, Acquisitions & mergers, Merrill Lynch & Company Inc., Article, Midland Walwyn Inc.

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