| Annual Institute on Securities Regulation 1997 |
| Title | Subject | Authors |
|---|
| A plain English handbook - how to create clear SEC disclosure documents. | Law | Wallace, Ann D. |
| Avoiding spiders on the web: rules of thumb for issuers using Web sites and E-mail. | Law | Pitt, Harvey, Johnson, Dixie L. |
| Capital raising for the emerging enterprise. | Law | Austin, Alan K. |
| Case studies of plain English documents. | Law | Foran, Margaret M. |
| Completing your offering on a timely basis. | Law | Josselyn, Kenneth L., Risoleo, Robert S., Slonaker, Norman D. |
| Corporate finance: private and public offerings - capital raising for the emerging enterprise. | Law | Testa, Richard J. |
| Current issues and rulemaking projects. | Law | |
| Current issues in private placements: private/public offerings. | Law | Keller, Stanley |
| Developments under section 16. (of the Securities Exchange Act) | Law | Romeo, Peter J., Dye, Alan L. |
| Disclosure of corporate wrongdoing. | Law | Lynch, Gary, Grossman, Eric R. |
| Doing a deal for a public company: slide presentation summary. | Law | Brown, Meredith M. |
| Emerging duties and liabilities of outside directors to ensure that adequate information and control systems are in place: Caremark and 'good faith attempts'. (In re Caremark International Inc. Derivative Litigation) | Law | Weiss, Melvyn I., Schulman, Steven G., Ottensoser, U. Seth |
| Exchange Act reporting on EDGAR and the Internet. | Law | Chua, Christine |
| Indemnification and insurance of corporate officials. | Law | Block, Dennis J., Radin, Stephen A. |
| Information practices: the nits and grits versus the net: differing disclosure standards for "retail" versus "professional" investors. | Law | Strickland, Julia B., Wedlock, Shanda D. |
| Internal investigations. | Law | Lynch, Gary, Underhill, Robert E. |
| International securities offerings - resent developments and current issues. | Law | Reiter, Glenn M. |
| Introduction to hostile takeovers. | Law | Brown, Meredith M. |
| Issues related to trading securities electronically. | Law | King, Elizabeth K. |
| Living with a public minority in a major subsidiary. | Law | Romeo, Peter J. |
| MD & A, forward-looking statements and related disclosure issues. (Management's Discussion and Analysis of Financial Condition and Results Operations) | Law | Kennedy, Thomas H. |
| Mergers and acquisitions and takeover preparedness: 1997 update. | Law | Nussbaum, Andrew J., Mirvis, Theodore N., Vlahakis, Patricia A. |
| Misappropriating certainty from the securities markets: a practitioner's primer on the O'Hagan decision. | Law | Pitt, Harvey, Groskaufmanis, Karl A., Whittemore, Edward B. |
| Pleading requirements and other features of the Private Securities Litigation Reform Act of 1995. | Law | Grossman, Seth, Greenfield, Richard D. |
| Professional ethics and the Internet. | Law | Scott, Gregory Kellam |
| Professional ethics and the Internet. | Law | Simon, Roy |
| Professional responsibility and liability considerations across the offering spectrum. | Law | Olson, John F., Calfas, Scott J., Goldstein, Jeffrey D. |
| Publicity considerations for corporate issuers: getting the message across under the federal securities laws. | Law | Quinn, Linda C., Jarmel, Ottilie L. |
| Recent capital-raising reform activities: official and public responses to the Task Force and Advisory Committee proposals. | Law | D'Alimonte, John S., Williams, Brian A., Hubbard, Read S.T. |
| Recent developments in securities class actions. | Law | Block, Dennis J., Cooper, Laura A., Warren, Irwin H. |
| Recent SEC enforcement cases. | Law | McLucas, William R., McKown, Joan E., Newkirk, Thomas C., Angotti, Alma M., Allin, Nancy E. |
| Reforming the shareholder proposal process. | Law | Romeo, Peter J., Parrino, Richard J. |
| Regulation M. (SEC regulation for streamlining securities trading practices and preventing market manipulation) | Law | Sanger, Gail |
| Restricted stock: equity derivatives; background materials - selected comment letters regarding SEC release #337391. | Law | Beller, Alan L., Simpson, Linda A., Maher, Patricia A. |
| SEC and NASD releases, no-action letters and other pronouncements. (National Ass'n of Securities Dealers) | Law | Schulte, Stephen J. |
| SEC enforcement and the Internet: meeting the challenge of the next millennium, a program for the Eagle and the Internet. | Law | Stark, John Reed, Cella, Joseph J., III |
| SEC release no. 33-7380, plain English disclosure, proposed rules (January 14, 1997). | Law | Wallace, Ann D. |
| Securities and Exchange Commission release no. 34-39093 - amendments to rules on shareholder proposals. | Law | |
| Securities class action litigation developments under the Private Securities Litigation Reform Act of 1995 - the adequacy of notice and appointment of lead plaintiff and the stay of discovery during the pendency of a motion to dismiss under the PSLRA. | Law | Hynes, Patricia M., Dumain, Sanford P., Penava, Silvana |
| Securities litigation reform: the first year's experience. (Private Securities Litigation Reform Act of 1995) | Law | Grundfest, Joseph A., Perino, Michael A. |
| Significant securities decisions in the federal circuits. | Law | Soderquist, Larry D. |
| Ten things we know and ten things we don't know about the Private Securities Litigation Reform Act of 1995. | Law | Grundfest, Joseph A., Perino, Michael A. |
| The confusion continues: protection of internal corporate investigation materials under the attorney-client privilege and work product doctrine, revisited. | Law | Flannery, Anne C., Milano, Jennifer S. |
| The Internet and capital formation: SEC interpretive releases and no-action letters. | Law | Schulte, Stephen J. |
| The statutory scheme for public and private offerings under the Securities Act of 1933. | Law | White, John W., Rogers, William P., Jr. |
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